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Anticipatory Deep Q-Network for Microgrid Energy Management 🔋⚡

Achieving 100% Evening Peak Coverage Through Pre-Event Preparation

Python 3.8+ PyTorch License: MIT

Research Paper: "Anticipatory Deep Reinforcement Learning for Microgrid Energy Management: Achieving 100% Evening Peak Coverage Through Pre-Event Preparation"

Author: Alfonso Davila | LinkedIn | davila.alfonso@gmail.com


📰 Latest Updates

October 2025:

  • ✅ Version 7.0 released with 98.8% load coverage across 100 test scenarios
  • ✅ Best policy achieves 100% coverage (found at episode 100)
  • ✅ Complete code, trained models, and data now available

🎯 Performance Highlights

✅ 98.8% Average Load Coverage (100 diverse test scenarios)
✅ 100% Best Policy Performance (episode 100)
✅ 99.2% Evening Reliability (vs 71.5% baseline)
✅ 0.13 kWh Average Unmet Energy
✅ 4.3 Year Payback Period
✅ 190% ROI (20-year projection)
✅ $7,088 Annual Savings

Performance Comparison

Method Load Coverage Evening Coverage Unmet Energy
Rule-Based Controller 78.2% 71.5% 3.82 kWh
Tabular Q-Learning 85.7% 82.3% 2.44 kWh
Vanilla DQN 94.1% 92.8% 0.89 kWh
Anticipatory DQN (Ours) 98.8% 99.2% 0.13 kWh

🚀 Quick Start

Installation

# Clone the repository
git clone https://github.com/DynMEP/dynamic-microgrid-resilience.git
cd dynamic-microgrid-resilience

# Install dependencies
pip install -r requirements.txt

Run Demo (1 minute)

# Quick demo with visualizations (100 episodes)
python cli.py demo

Full Training (20 minutes)

# Train with all features and plots
python cli.py train --full --plot --economics

# Real-time training monitor
python cli.py train --episodes 1000 --plot --monitor

Evaluate Pre-trained Model

# Evaluate on 100 diverse scenarios
python cli.py evaluate --auto-latest --scenarios 100 --plot

# Compare different battery capacities
python cli.py compare --capacities 13 15 18 20 --parallel --plot

📊 Key Features

🧠 Algorithm Innovation

  • Time-to-Event State Augmentation: Explicit temporal encoding for anticipatory behavior
  • Hierarchical Reward Shaping: Extreme penalties (-400) for evening failures, bonuses for preparation
  • Multi-Phase Temporal Structure: Distinct phases (daytime, pre-evening, evening, night)
  • Deep Q-Network (DQN): 3-layer network (256-128-64) with experience replay
  • Best Policy Tracking: Automatic saving of optimal weights during training

⚙️ System Configuration

  • Solar PV Array: 5 kW DC capacity
  • Wind Turbine: 3 kW AC capacity
  • Battery Storage: 18 kWh capacity, 6 kW power rating
  • NEC 2023 Compliant: Articles 690, 694, 706
  • Round-trip Efficiency: 95%

🎨 State-of-the-Art Features

7-Feature State Space

[
    SOC_normalized,      # Battery state of charge (0-1)
    hour_sin,            # Time encoding (cyclical)
    hour_cos,            # Time encoding (cyclical)
    renewable_ratio,     # Generation vs load ratio
    net_balance,         # Energy surplus/deficit
    is_evening,          # Evening flag (18-22h)
    is_pre_evening       # Preparation flag (15-17h)
]

5 Granular Actions

  • charge_full: Charge at 100% power
  • charge_half: Charge at 50% power
  • hold: No battery action
  • discharge_half: Discharge at 50% power
  • discharge_full: Discharge at 100% power

Stochastic Environment

  • Solar: Diurnal pattern with Beta-distributed cloud cover
  • Wind: Weibull-distributed wind speed with cubic power curve
  • Load: Residential/commercial/mixed profiles with ±10% variability

📈 Results

Training Convergence

Training Progress

  • Fast convergence: Optimal policy found at episode 100
  • Stable performance: Maintains near-perfect coverage after convergence
  • Efficient learning: 21 minutes on laptop CPU

Hourly Performance

Hourly Performance

  • Pre-evening preparation: SOC reaches 87% by hour 15
  • Evening maintenance: SOC stays above 80% during peak (18-22h)
  • Perfect coverage: 100% load met in all 24 hours

Test Robustness (100 Scenarios)

  • Mean Coverage: 98.8% ± 3.7%
  • Perfect Scenarios: 86/100 achieve 100% coverage
  • Robust: 94/100 exceed 95% target
  • Failure Analysis: 6 scenarios below 95% (extreme weather conditions)

Economic Viability

Economic Analysis

Capital Costs:

  • Solar PV: $10,000 (5 kW @ $2,000/kW)
  • Wind Turbine: $9,000 (3 kW @ $3,000/kW)
  • Battery: $9,000 (18 kWh @ $500/kWh)
  • Inverter: $1,840 (9.2 kW @ $200/kW)
  • Installation: $5,968 (20%)
  • Total: $35,808

Financial Metrics:

  • Payback Period: 4.3 years (vs 7-10 industry standard)
  • 20-Year NPV: $57,886 (5% discount rate)
  • ROI: 190.1%
  • IRR: 21.4%

🛠️ Usage

Command-Line Interface

# System status
python cli.py status

# Demo mode (100 episodes, ~1 min)
python cli.py demo

# Training
python cli.py train --episodes 1000 --plot --economics
python cli.py train --battery 20 --episodes 500  # Custom capacity

# Evaluation
python cli.py evaluate --model models/your_model.pt --scenarios 50
python cli.py evaluate --auto-latest --scenarios 100 --plot

# Battery comparison (parallel processing)
python cli.py compare --capacities 13 15 18 20 --parallel --plot

Python API

from Dynamic_Microgrid_Resilience_v7 import MicrogridConfig, DQNAgent, train_agent

# Configure system
config = MicrogridConfig(
    battery_capacity_kwh=18.0,
    pv_capacity_kw=5.0,
    wind_capacity_kw=3.0
)

# Train agent
agent = DQNAgent(config)
results = train_agent(agent, episodes=1000)

# Evaluate
from evaluation import evaluate_policy
metrics = evaluate_policy(agent, num_scenarios=100)
print(f"Load Coverage: {metrics['load_met_rate']:.1f}%")

📁 Repository Structure

dynamic-microgrid-resilience/
├── Dynamic_Microgrid_Resilience_v7.py  # Main DQN implementation
├── cli.py                              # Command-line interface
├── requirements.txt                    # Python dependencies
├── README.md                           # This file
├── LICENSE                             # MIT License
├── .gitignore                          # Git ignore rules
│
├── models/                             # Saved model checkpoints
│   ├── microgrid_v7_best_model.pt
│   └── *.pt
│
├── plots/                              # Generated visualizations
│   ├── training_progress.png
│   ├── hourly_performance.png
│   ├── evaluation_results.png
│   └── economic_analysis.png
│
├── results/                            # Training results & logs
│   ├── *_training_progress.csv
│   ├── *_validation_results.csv
│   ├── *_resilience_detailed.csv
│   └── *_config_report.txt
│
└── docs/                               # Documentation
    ├── API.md                          # API documentation
    ├── METHODOLOGY.md                  # Technical details
    ├── TRAINING.md                     # Training documentation    
    └── TROUBLESHOOTING.md              # Troubleshooting documentation    

🔬 Technical Details

Network Architecture

Input (7 features)
    ↓
Hidden Layer 1: 256 neurons (ReLU)
    ↓
Hidden Layer 2: 128 neurons (ReLU)
    ↓
Hidden Layer 3: 64 neurons (ReLU)
    ↓
Output: 5 Q-values (linear)

Total Parameters: ~67,000

Hyperparameters

Parameter Value Description
Learning Rate 0.0002 Adam optimizer
Discount Factor (γ) 0.97 Long-term planning
Batch Size 64 Experience replay
Replay Buffer 10,000 Transition storage
ε-start 1.0 Initial exploration
ε-decay 0.9992 Per episode
ε-min 0.01 Minimum exploration
Target Update 10 episodes Target network sync

Reward Function

# Base reward (all hours)
R_base = +100 if load_met else -300

# Pre-evening preparation (hours 15-17)
R_pre_evening = +200 if SOC >= 0.75 else -250

# Evening peak (hours 18-22)
R_evening = +250 if (load_met and SOC >= 0.70) else -400

# Daytime charging (hours 6-14)
R_daytime = +50 if (charging and SOC < 0.80) else 0

# Total reward
R_total = R_base + R_pre_evening + R_evening + R_daytime

📚 Research Paper

Abstract

Microgrid energy management faces a critical challenge: ensuring reliable power during evening peak demand when renewable generation is minimal. We present an anticipatory Deep Q-Network (DQN) approach that achieves 100% load coverage by learning to prepare for evening peaks hours in advance. Our method introduces a time-to-critical-event state augmentation that enables the agent to anticipate evening demand, combined with hierarchical reward shaping that heavily penalizes evening failures. On a realistic microgrid system comprising 5 kW solar PV, 3 kW wind, and 18 kWh battery storage, our approach achieves zero unmet energy with 87% pre-evening state-of-charge and maintains 80% SOC throughout evening hours. Testing across 100 diverse scenarios shows 98.8% average load coverage. Economic analysis demonstrates a 4.3-year payback period with 190% ROI over 20 years.

Citation

@article{davila2025anticipatory,
  title={Anticipatory Deep Reinforcement Learning for Microgrid Energy Management: 
         Achieving 100\% Evening Peak Coverage Through Pre-Event Preparation},
  author={Davila, Alfonso},
  email={davila.alfonso@gmail.com},
  year={2025}
}

🎓 Educational Resources

Documentation


🧪 Validation & Testing

Ablation Study

Configuration Load Coverage Evening Coverage
Full Model 98.8% 99.2%
No evening penalties 94.3% 92.1%
No pre-evening rewards 95.7% 94.8%
No temporal encoding 89.2% 86.7%
Uniform rewards only 94.1% 92.8%

Conclusion: All components are essential for achieving near-perfect performance.

Robustness Testing

Tested across:

  • ✅ 100 diverse scenarios (varying weather, load profiles)
  • ✅ 10 random seeds (convergence: 105 ± 18 episodes)
  • ✅ Multiple battery capacities (13-22 kWh)
  • ✅ Different locations (solar/wind profiles)

🤝 Contributing

Contributions are welcome! Please see CONTRIBUTING.md for guidelines.

Development Setup

# Clone with examples
git clone https://github.com/DynMEP/dynamic-microgrid-resilience.git
cd dynamic-microgrid-resilience

# Install dev dependencies
pip install -r requirements-dev.txt

# Run tests
pytest tests/

# Run linter
flake8 .

Areas for Contribution

  • 🔌 Grid-connected mode with time-of-use pricing
  • 🔋 Battery degradation modeling
  • 🌐 Multi-microgrid coordination
  • 📱 Real-time dashboard (Flask/React)
  • 🧠 Transfer learning for new locations
  • 📊 Additional visualization tools

🐛 Known Issues

  • GPU training on Windows requires CUDA toolkit
  • Parallel processing on macOS slower due to spawn method
  • Real-time monitor requires ANSI escape code support

See Issues for full list.


🗺️ Roadmap

Version 7.0 (Current) ✅

  • Anticipatory DQN with pre-evening strategy
  • 98.8% average load coverage
  • CLI with visualization tools
  • Complete documentation

Version 7.1 (Q1 2026) 🚧

  • Web dashboard for live monitoring
  • Grid-connected mode
  • Battery health modeling
  • Multi-objective optimization

Version 8.0 (Q2 2026) 🔮

  • Multi-agent microgrids
  • Transfer learning module
  • Edge deployment (Raspberry Pi)
  • Real-world pilot study

📄 License

This project is licensed under the MIT License - see LICENSE file for details.

Commercial Use

This software is free for academic and commercial use under MIT license. If you use this in production or research, please cite our paper.


🙏 Acknowledgments

  • PyTorch Team: For the excellent deep learning framework
  • NEC: For electrical code compliance standards (NEC 2023)
  • RL Community: For foundational work on DQN and temporal credit assignment
  • arXiv: For open-access preprint hosting

📞 Contact & Support

Author: Alfonso Davila

Getting Help

  1. Check Documentation
  2. Search Issues
  3. Ask on Discussions
  4. Email for research collaboration

⭐ Star History

If you find this project useful, please consider giving it a star on GitHub! ⭐

Star History Chart


📊 Project Stats

GitHub stars GitHub forks GitHub watchers GitHub issues GitHub pull requests


Built with 🔋 by Alfonso Davila

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Last updated: October 2025

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AI-Powered Microgrid Energy Management System with Q-Learning Optimization

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