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Event 81 · v1.1 group-ship · 3 strategic/governance kernel docs#38

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event-81-strategic-governance-docs
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Event 81 · v1.1 group-ship · 3 strategic/governance kernel docs#38
junjslee merged 1 commit intomasterfrom
event-81-strategic-governance-docs

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Summary

v1.1 cycle group-ship of 3 doc-only first slices. Per ~/episteme-private/docs/cp-v1.1-architectural.md sequencing, these 3 CPs are the "cross-cutting strategic/governance" cluster that "can land any time during v1.1; inform but don't block other CPs" — orthogonal scope, no code dependencies, group-shippable.

Each doc is a first-slice declarative framework + named-deferral discipline. Heavy implementation work (conformance test harness, periodic-review cadence infrastructure, foundation evaluation, lawyer engagement) deferred to follow-up Events with explicit dependencies.

What ships (3 NEW kernel/* docs, public-tier, ~580 lines total)

1. kernel/DESIGN_BEHAVIOR_INVARIANTS.md (~280 lines)

CP-DESIGN-BEHAVIOR-VERIFICATION-01 first slice. Closes the spec-vs-runtime gap: the kernel has 600+ unit tests verifying code correctness but no infrastructure verifying specification conformance. This doc declares the invariants per kernel surface.

Per-surface invariants declared:

  • § A · Hooks — PreToolUse RS guard refuses high-impact ops without a fresh surface (RUNNING); PostToolUse writes episodic records on tracked-pattern firings (RUNNING); SessionStart suppresses acked profile-audit drift (RUNNING).
  • § B · Blueprints — Blueprint D blast_radius_map.status enum closed (RUNNING); sync_plan covers needs_update surfaces (RUNNING); Blueprint B fence-removal emits synthesis on clean resolution (PARTIAL).
  • § C · Audit (Phase 12) — retrospective-only D2 invariant (RUNNING); re-elicitation-not-correction D3 invariant (RUNNING); detects drift below configured floor (RUNNING).
  • § D · Profile derivation — every load-bearing axis has a consuming derived knob (PARTIAL); derived knobs read latest axis value past TTL (PARTIAL).
  • § E · Reflexive falsifiability — what would falsify this matrix itself.

Status taxonomy mirrors kernel/FALSIFIABILITY_CONDITIONS.md (RUNNING/PARTIAL/SCHEDULED/ASPIRATIONAL).

Deferred: Components 1, 2, 4 (formal spec language, runtime conformance test against op-corpus, continuous specification-conformance audit).

2. kernel/MODEL_PROGRESS_RISK_MODEL.md (~270 lines)

CP-MODEL-PROGRESS-OBSOLESCENCE-01 first slice. Operationalizes kernel/FALSIFIABILITY_CONDITIONS.md § F2 (kernel value persists despite model-capability progress — currently ASPIRATIONAL).

Three response postures named:

  • Posture A — workflow-discipline (operator-facing) not model-correction (substrate-facing). Reasoning Surface is operator-cognitive infrastructure; persists even if substrate doesn't need scaffolding.
  • Posture B — move up-stack as substrates strengthen (multi-agent orchestration, federated trust graphs, cross-session continuity, audit + accountability). Maps to CP-FEDERATED-COGNITIVE-NETWORK-01 (cp-v1.2-federation.md).
  • Posture C — graceful obsolescence as acceptable end-state. Final-cycle declaration, documentary preservation, protocol-corpus export, AGPL-in-perpetuity, successor-friendly handoff.

Four falsifiability axes with measurement methodology + action-on-trigger:

  1. Differential-demo gap closure (re-run demos/03_differential/ on each major frontier-model release).
  2. Operator-decision-quality parity (retrospective post-incident review).
  3. Operator-cognitive-skill drift (calibration assessments at 3/6/12-month checkpoints).
  4. Up-stack value confirmation (adoption signal in adjacent ecosystems).

Deferred: Component 6 (periodic relevance-check cadence infrastructure). First review at v1.1 cycle close (~Q1 2027).

3. kernel/CONTINUITY_PLAN.md (~290 lines)

CP-PROJECT-GOVERNANCE-CONTINUITY-01 first slice. AGPL-3.0-or-later § 13 protects against extraction; this doc protects against bus-factor death (orthogonal). Required for Path B (standard with reference impl) credibility.

3-tier decision-rights framework:

  • Tier I (architecture / spec / breaking) — maintainer; fallback to designated successor at 4-week unresponsiveness.
  • Tier II (polish / cleanup / non-breaking) — maintainer; fallback to successor at 2-week unresponsiveness.
  • Tier III (routine) — any contributor with merge rights.

Successor model: designation procedure (written; in private CONTINUITY_RECORD); activation triggers (4-week / 2-week unresponsiveness; declared transfer; deceased-verified-attestation); constraints on authority (no relicense, no force-push, no AGPL § 13 disclosure removal, inherited no-AI-co-author rule).

Mirror infrastructure (3 layers):

  • L1: encrypted local backup of ~/episteme-private/ (operator-side; tracked as follow-up).
  • L2: trusted-third-party escrow with documented release trigger (deferred to adoption signal).
  • L3: selective publication on succession (defaults: PROGRESS publishable; profile canonicals NOT publishable).

Foundation evaluation criteria: 4 adoption-scale triggers (≥100 forks, ≥1000 unique cloners over 90d, ≥3 institutional adopters, ≥1 external merge-tier contributor); candidate orgs (Linux Foundation, Apache, OSI, standalone non-profit); evaluation criteria (cost vs benefit, AGPL compatibility, governance-anti-Doxa compatibility). Currently below threshold (per Event 72 signal-check: 2 forks, 1034 unique cloners over 14 days, 0 external contributors).

Deferred: Component 2 (foundation evaluation execution), Component 5 (EVOLUTION_CONTRACT.md extension), Component 6 (lawyer engagement).

Soak-invariant

Surface Status
kernel/DESIGN_BEHAVIOR_INVARIANTS.md NEW (public-tier under AGPL-3.0-or-later)
kernel/MODEL_PROGRESS_RISK_MODEL.md NEW (public-tier)
kernel/CONTINUITY_PLAN.md NEW (public-tier)
core/hooks/* / core/blueprints/* / src/episteme/* / tests/* / templates/* / labs/* UNTOUCHED

ZERO code / CLI / test changes. Doc-only Event.

v1.1 cycle queue post-Event-81

  • ✅ CP-FALSIFIABILITY-AUDIT-01 first slice (Event 73 / PR Event 73 · CP-FALSIFIABILITY-AUDIT-01 first slice #31)
  • ✅ CP-CHAIN-RECOVERY-PROTOCOL-01 first slice (Event 80 / PR Event 80 · CP-CHAIN-RECOVERY-PROTOCOL-01 first slice · v1.1 cycle opens #37)
  • CP-DESIGN-BEHAVIOR-VERIFICATION-01 first slice (this PR)
  • CP-MODEL-PROGRESS-OBSOLESCENCE-01 first slice (this PR)
  • CP-PROJECT-GOVERNANCE-CONTINUITY-01 first slice (this PR)
  • ⏳ CP-TEMPORAL-INTEGRITY-EXPANSION-01 + Cognitive Arm A (next; depends on Arm A; substantial — own focused Event)
  • ⏳ CP-CONTEXT-AWARE-PROFILE-OVERRIDE-01 (depends on supersede infrastructure)
  • ⏳ CP-ACTIVE-GUIDANCE-RANKING-AUDIT-01 (parallel Arm B; ~3-5 days)
  • ⏳ CP-OPERATOR-COGNITIVE-BUDGET-01 (pairs with D11 in Arm A)

Plus deferred components from prior + this CP:

  • ⏳ CP-CHAIN-RECOVERY-PROTOCOL-01 Components 4 + 5 (migrate + selective)
  • ⏳ CP-DESIGN-BEHAVIOR-VERIFICATION-01 Components 1 + 2 + 4 (formal spec language + runtime conformance test + continuous audit)
  • ⏳ CP-MODEL-PROGRESS-OBSOLESCENCE-01 Component 6 (periodic-review cadence)
  • ⏳ CP-PROJECT-GOVERNANCE-CONTINUITY-01 Components 2 + 5 + 6 (foundation evaluation + EVOLUTION_CONTRACT extension + lawyer engagement)

5 of 9 v1.1 main CPs have shipped first slices. The remaining 4 (TEMPORAL-INTEGRITY + Arm A; CONTEXT-AWARE-PROFILE-OVERRIDE; ACTIVE-GUIDANCE-RANKING; OPERATOR-COGNITIVE-BUDGET) are the heavier-implementation track that need their own focused Events.

Cross-references

  • Spec source: ~/episteme-private/docs/cp-v1.1-architectural.md § Section B (kernel claims/economics/governance)
  • Audit trail: ~/episteme-private/docs/PROGRESS.md Event 81 entry (private)
  • Doc-structure precedent: kernel/CHAIN_RECOVERY_PROTOCOL.md (Event 80), kernel/FALSIFIABILITY_CONDITIONS.md (Event 73)
  • Cross-doc references between the 3 new docs preserve the substrate cohesion (DESIGN_BEHAVIOR ↔ FALSIFIABILITY_CONDITIONS; MODEL_PROGRESS ↔ FALSIFIABILITY_CONDITIONS § F2; CONTINUITY_PLAN ↔ MODEL_PROGRESS § Posture C)

…hip (Event 81)

Group-ship of 3 v1.1 cycle CPs as doc-only first slices. Each names its
deferred follow-up components with explicit dependencies.

1. kernel/DESIGN_BEHAVIOR_INVARIANTS.md
   (CP-DESIGN-BEHAVIOR-VERIFICATION-01 first slice, ~280 lines)
   - Declares verifiable behavioral properties per kernel surface:
     hooks (PreToolUse RS guard, PostToolUse episodic writer,
     SessionStart banner suppression), blueprints (Blueprint D
     blast_radius_map enum + sync_plan coverage; Blueprint B fence
     synthesis emit), audit (Phase 12 retrospective-only D2,
     re-elicitation-not-correction D3, drift-detection threshold),
     profile derivation (axes-to-derived-knobs coverage; TTL on
     stale-cache reads).
   - Status taxonomy mirrors FALSIFIABILITY_CONDITIONS.md
     (RUNNING/PARTIAL/SCHEDULED/ASPIRATIONAL).
   - Reflexive falsifiability section applies the matrix to itself.
   - Action-on-conformance-drift policy: investigate before demoting;
     governance-event for invariant revisions.
   - Components 1, 2, 4 (formal spec language, runtime conformance
     test, continuous audit) deferred to follow-up Events.

2. kernel/MODEL_PROGRESS_RISK_MODEL.md
   (CP-MODEL-PROGRESS-OBSOLESCENCE-01 first slice, ~270 lines)
   - Names the substrate-progress threat explicitly (substrate
     capability has been improving annually; gap may close).
   - 3 response postures: workflow-discipline-not-substrate-correction
     (Posture A); move up-stack as substrates strengthen (Posture B
     toward CP-FEDERATED-COGNITIVE-NETWORK-01); graceful obsolescence
     as acceptable end-state (Posture C).
   - 4 falsifiability axes with named measurement methodology +
     action-on-trigger: differential-demo gap closure;
     operator-decision-quality parity; operator-cognitive-skill drift;
     up-stack value confirmation.
   - Graceful-obsolescence plan: final-cycle declaration,
     documentary preservation, protocol-corpus export, AGPL
     in-perpetuity, successor-friendly handoff.
   - Component 6 (periodic relevance check cadence infrastructure)
     deferred. First review at v1.1 cycle close (~Q1 2027).

3. kernel/CONTINUITY_PLAN.md
   (CP-PROJECT-GOVERNANCE-CONTINUITY-01 first slice, ~290 lines)
   - 3-tier decision-rights framework (Architecture/Polish/Routine)
     with default actor + fallback procedure for each tier.
   - Successor model: designation procedure, activation triggers
     (4-week unresponsiveness for Tier I; 2 weeks for Tier II;
     declared transfer; deceased-verified-attestation),
     constraints on successor authority.
   - What's preserved (public substrate under AGPL) vs what's lost
     without mirror infrastructure (private substrate at
     ~/episteme-private/).
   - 3-layer mirror infrastructure: encrypted local backup, trusted-
     third-party escrow, selective publication on succession.
   - Foundation governance evaluation criteria: 4 adoption-scale
     triggers (≥100 forks, ≥1000 unique cloners over 90d, ≥3
     institutional adopters, ≥1 external merge-tier contributor);
     candidate orgs (Linux Foundation, Apache, OSI, standalone non-
     profit); evaluation criteria (cost vs benefit, AGPL compat,
     governance-anti-Doxa compat).
   - Components 2 (foundation evaluation), 5 (EVOLUTION_CONTRACT.md
     extension), 6 (lawyer engagement) deferred to adoption-scale
     signal triggers.

All 3 docs follow the established kernel/* substrate doc structure:
operational summary (top-load), what-this-is, declared content,
threat model / limits, cross-references, maintenance. Public-tier
under AGPL-3.0-or-later. ZERO code / CLI / test / private-doc
changes. Soak-protected surfaces UNTOUCHED (kernel/* at this scope
is post-soak v1.1 work; allowed).

Per cp-v1.1-architectural.md sequencing: these 3 CPs are the
"cross-cutting strategic/governance" cluster that "can land any
time during v1.1; inform but don't block other CPs." Group-shipping
matches operator's stated pacing preference for doc-only orthogonal
CPs.

Doc structure mirrors prior substrate docs:
- kernel/CHAIN_RECOVERY_PROTOCOL.md (Event 80) — recovery contract
- kernel/FALSIFIABILITY_CONDITIONS.md (Event 73) — falsifiability matrix
- This Event extends the pattern to: design-behavior invariants,
  substrate-progress threat model, governance continuity.
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vercel Bot commented Apr 29, 2026

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episteme Ready Ready Preview, Comment Apr 29, 2026 6:17am

@junjslee junjslee merged commit f381aeb into master Apr 29, 2026
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@junjslee junjslee deleted the event-81-strategic-governance-docs branch April 29, 2026 06:21
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