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Principles

A defensible set of architectural and operating principles for regulated Databricks platforms on Azure.

These principles are designed for teams that must deliver at pace while remaining review-ready for security, risk, and audit stakeholders.

When to use this hub

  • Designing a new Databricks on Azure platform for regulated workloads.
  • Remediating control, reliability, or operating-model weaknesses in an existing platform.
  • Preparing for production readiness, internal assurance review, or regulatory audit.

Start here by intent

Principle domains

  • Architecture Principles Covers platform structure, boundary definition, and scaling model. Use when selecting reference patterns, boundaries, and deployment shape. Outcome: a defensible architecture baseline.
  • Platform Principles Covers ownership model, reliability posture, and cost discipline. Use when shaping platform services, onboarding model, and operations. Outcome: predictable delivery and sustainable scale.
  • Design Principles Covers data product design quality, contracts, coupling, and evolution. Use when defining medallion flows, interfaces, and quality gates. Outcome: reusable and resilient data products.
  • Assurance Principles Covers evidence, lineage, change accountability, and retention controls. Use when preparing for control testing and audit-readiness. Outcome: continuous assurance, not point-in-time compliance.
  • Control Principles Covers policy enforcement, least privilege, and control ownership. Use when implementing access and governance operating controls. Outcome: stronger control posture without delivery slowdown.
  • Operating Principles Covers reliability targets, change process, observability, and runbooks. Use when hardening production support and incident response. Outcome: stable and accountable day-2 operations.

Decision lens

Use these four checks before approving major platform decisions:

  • Risk impact: does this reduce or increase control and compliance risk?
  • Delivery impact: does this improve team throughput without weakening controls?
  • Operability impact: can the platform run reliably under production load?
  • Auditability impact: can we produce objective evidence for this decision later?

Common failure modes

Application method

  1. Select the principle domain and unit principle that matches the problem.
  2. Assess current state against the principle's decision checks.
  3. Define target controls, ownership, and implementation sequence.
  4. Implement through approved platform patterns and change controls.
  5. Review outcomes quarterly and log compensating controls for any exceptions.

Repository layout

  • foundations/: hub artifacts and shared context (start here: foundations/principles.md)
  • architecture/, design/, platform/, control/, assurance/, operating/ Each domain has an index page plus individual unit principle files.

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A defensible set of architectural and operating principles for regulated Databricks platforms on Azure.

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